Winston J. Eckel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Winston John Eckel JR was a registered financial professional .
Winston is a previously registered financial professional and started their career in finance in 1993. Winston had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2011 - February 18, 2014
TERMINUS SECURITIES, LLC
December 9, 1998 - April 1, 2009
BANC OF AMERICA SECURITIES LLC
August 4, 1993 - April 18, 1996
BANC OF AMERICA SECURITIES LLC
January 21, 1993 - August 4, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TERMINUS SECURITIES, LLC
CRD#: 148031 / SEC#: , 8-67956
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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