Michael D. Rainey

RAINEY & RANDALL WEALTH ADVISORS

Celebration, FL 34747

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CRD#: 2316398

Professional summary

Michael Dale Rainey is a registered financial advisor currently at RAINEY & RANDALL WEALTH ADVISORS, INC. located in Celebration, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dale Rainey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 31, 2001 - Present

RAINEY & RANDALL WEALTH ADVISORS, INC.

Office #1: 610 Sycamore Street Suite 340, Celebration, FL 34747

RIA

CRD#: 116251

Celebration, FL

Past

August 2, 2010 - December 31, 2015

LINCOLN INVESTMENT

CRD#: 519

CELEBRATION, FL

Past

October 14, 2005 - August 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

ST. PETERSBURG, FL

Past

June 3, 2003 - September 14, 2005

WINEBRENNER CAPITAL PARTNERS, LLC

CRD#: 48027

LOUISVILLE, KY

Past

December 16, 2001 - June 6, 2003

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

December 11, 1997 - December 16, 2001

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

March 27, 1997 - December 18, 1997

CITCO MUTUAL FUND DISTRIBUTORS, INC.

CRD#: 41920

MALVERN, PA

Past

March 26, 1993 - April 30, 1997

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAINEY & RANDALL WEALTH ADVISORS, INC.

RAINEY & RANDALL INDVESTMENT MANAGEMENT, INC | RAINEY & RANDALL WEALTH ADVISORS, INC. | RAINEY & RANDALL INVESTMENT MANAGEMENT, INC.

CRD#: 116251 / SEC#: 801-63498

RIA

Registered Investment Advisory firm - (9/16/2004 Approved)

Florida

Registered Investment Advisory firm - (10/14/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (9/28/2004 Terminated)

South Carolina

Registered Investment Advisory firm - (9/28/2004 Terminated)

Virginia

Registered Investment Advisory firm - (9/28/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/14/2002)

IAR

Louisiana
(3/10/2014)

IAR

North Carolina
(12/31/2001)

IAR

Texas
(3/6/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/25/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RAINEY & RANDALL WEALTH ADVISORS, INC.

RAINEY & RANDALL INDVESTMENT MANAGEMENT, INC | RAINEY & RANDALL WEALTH ADVISORS, INC. | RAINEY & RANDALL INVESTMENT MANAGEMENT, INC.

CRD#: 116251 / SEC#: 801-63498

RIA

Registered Investment Advisory firm - (9/16/2004 Approved)

Florida

Registered Investment Advisory firm - (10/14/2004 Terminated)

North Carolina

Registered Investment Advisory firm - (9/28/2004 Terminated)

South Carolina

Registered Investment Advisory firm - (9/28/2004 Terminated)

Virginia

Registered Investment Advisory firm - (9/28/2004 Terminated)

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Contact information

Main Address

610 Sycamore Street Suite 340, Celebration, FL 34747

Mailing Address

Phone number

(727) 344-7711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	848
AUM (Assets Under Management)	$ 820,422,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Michael D. Rainey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dale Rainey's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN INVESTMENT

MM ASCEND LIFE INVESTOR SERVICES, LLC

WINEBRENNER CAPITAL PARTNERS, LLC

PAN-AMERICAN FINANCIAL ADVISERS

AMERICAN CAPITAL CORPORATION

CITCO MUTUAL FUND DISTRIBUTORS, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

RAINEY & RANDALL WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/1999

Series 63

Date: 6/11/1998

SIE

Date: 12/31/2015

Series 6

Date: 3/25/1993

Current Firm

RAINEY & RANDALL WEALTH ADVISORS, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RAINEY & RANDALL WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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