Ronald P. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Peter Russo JR was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1993. Ronald had worked at 13 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2007 - February 15, 2008
LAMPERT CAPITAL MARKETS INC.
October 10, 2006 - July 17, 2007
CAPSTONE INVESTMENTS
April 16, 2004 - October 9, 2006
US EURO SECURITIES, INC
March 10, 2003 - May 14, 2003
NEWCOMB AND COMPANY
August 2, 2000 - August 16, 2002
THE BENCHMARK COMPANY, LLC
September 17, 1997 - November 10, 1997
TAJ GLOBAL EQUITIES, INC.
April 2, 1997 - September 18, 1997
MEYERS POLLOCK ROBBINS, INC.
September 10, 1996 - October 11, 1996
KENNY SECURITIES CORP.
May 8, 1995 - September 11, 1996
TOLUCA PACIFIC SECURITIES CORP.
January 4, 1994 - May 6, 1994
A. R. BARON & CO., INC.
August 25, 1993 - January 6, 1994
EMANUEL AND COMPANY
July 1, 1993 - September 16, 1993
CORTLANDT CAPITAL CORPORATION
March 26, 1993 - June 22, 1993
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAMPERT CAPITAL MARKETS INC.
CRD#: 103725 / SEC#: , 8-52234
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
