John P. Maguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Maguire, who also goes by Maguire, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2021 - November 26, 2024
LIQUIDITY.IO, LLC
January 18, 2019 - April 9, 2021
ALEXANDER CAPITAL, L.P.
August 31, 2016 - February 8, 2017
SIGNATOR INVESTORS, INC.
January 4, 2006 - July 25, 2014
GOLDMAN SACHS & CO. LLC
November 20, 1996 - September 28, 2004
GOLDMAN SACHS & CO. LLC
January 18, 1996 - November 20, 1996
CIBC WORLD MARKETS CORP.
January 20, 1993 - September 6, 1995
SANWA UNIVERSAL SECURITIES CO., LLC
January 20, 1993 - September 6, 1995
SANWA SECURITIES (USA) CO., L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIQUIDITY.IO, LLC
CRD#: 289499 / SEC#: , 8-70000
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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