Jeffrey H. Dallal
Professional summary
Jeffrey Haron Dallal, who also goes by Jeffrey H Dallal, is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Haron Dallal's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2016 - Present
ANOS CAPITAL, LLC
Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174Office #2: 405 Lexington Avenue 9th Floor, New York, NY 10174January 28, 1999 - November 4, 2016
ABEL/NOSER CORP.
August 13, 1998 - October 28, 1998
CHASE INVESTMENT SERVICES CORP.
November 26, 1997 - April 23, 1998
IDS LIFE INSURANCE COMPANY
November 26, 1997 - April 23, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
May 26, 1995 - March 4, 1997
BLUESTONE CAPITAL CORP.
September 12, 1994 - May 19, 1995
COMMONWEALTH ASSOCIATES
September 14, 1993 - September 15, 1994
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2016)
Exams
Series 99TO
Date: 10/26/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
ANOS CAPITAL, LLC
CRD#: 284714 / SEC#: , 8-69809
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANOS HOLDINGS, LLC | OWNER | |
| DALLAL, JEFFREY HARON | PRESIDENT/CHIEF OPERATING OFFICER | 2316096 |
| DANIELE, EDWARD ROBERT | CHIEF COMPLIANCE OFFICER/AML OFFICER | 1224878 |
| EMMERICH, CLIFFORD GENNARO | SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING | 2412767 |
| IANNUCCI, MICHAEL CHRISTOPHER | IA TRANSITION MANAGEMENT | 4709972 |
| PAPATSOS, JOHN NICK | FINOP | 4416912 |
| RIVELLI, DOUGLAS DUVALL | CHIEF EXECUTIVE OFFICER | 2174199 |
Red Flags
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