Marvin L. Miller
Professional summary
Marvin Leonard Miller is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Nixa, Missouri.
Marvin is registered as a RR (Registered Representative) and started their career in finance in 1993. Marvin has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marvin Leonard Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2011 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
September 24, 2010 - December 13, 2011
MONEY CONCEPTS CAPITAL CORP
October 21, 2004 - September 27, 2010
VOYA FINANCIAL ADVISORS, INC.
May 29, 1998 - October 19, 2004
DAYSPRING INVESTMENT GROUP
July 2, 1997 - May 26, 1998
FIRST SPRINGFIELD SECURITIES, INC.
August 29, 1996 - June 23, 1997
WADDELL & REED
March 2, 1993 - August 9, 1996
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2016)
(3/27/2023)
(12/13/2011)
(12/13/2011)
(1/19/2023)
(12/13/2011)
(12/13/2011)
(12/13/2011)
(1/22/2020)
(12/1/2014)
Exams
FINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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