Michael Gregory Mccool
Professional Summary
Michael Gregory Mccool, who also goes by Michael Mccool, Mike Mccool, is a registered financial advisor currently at JONES KERTZ & ASSOCIATES, INC. located in Blaine, Minnesota. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Mccool, Mike Mccool
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
JONES KERTZ & ASSOCIATES, INC. | WIC CORP. | WHITTLINGER CAPITAL MANAGEMNT INC | WHITTLINGER CAPITAL MANAGEMENT INC | WCMI | WCM, INC.
Contact Information
Main Address
9298 Central Ave Ne Suite 210, Blaine, MN 55434Phone Number
(612) 341-2218# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
46AUM (Assets Under Management)
$239,207,535Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
JONES KERTZ & ASSOCIATES, INC. | WIC CORP. | WHITTLINGER CAPITAL MANAGEMNT INC | WHITTLINGER CAPITAL MANAGEMENT INC | WCMI | WCM, INC.
State Registrations and Notice Filings
(5/13/2024)
(4/21/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Gregory Mccool's CRS (Customer Relationship Summary).
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