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DB

David P. Babinski

Some features on this profile are disabled
CRD#: 2316041
DB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Paul Babinski was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1993. David had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 4, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 21, 2019 - October 24, 2019

GREEN VISTA CAPITAL, LLC

BD
CRD#: 293630
Winter Park, FL
Past

February 21, 2013 - October 9, 2015

ATLAS FINANCIAL SOLUTIONS LLC

RIA
CRD#: 166476
OXFORD, FL
Past

January 10, 2011 - December 11, 2012

LINDEN ASSET MANAGEMENT INC

RIA
CRD#: 107658
THE VILLAGES, FL
Past

April 6, 2006 - March 5, 2008

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
DICKSON CITY, PA
Past

November 23, 2001 - April 5, 2006

MIDSOUTH CAPITAL, INC.

BD
CRD#: 35039
DICKSON CITY, PA
Past

March 5, 1999 - November 26, 2001

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

June 27, 1997 - March 12, 1999

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

February 1, 1993 - June 30, 1997

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/7/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/4/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/21/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/15/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/28/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/31/2002
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/15/1999
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 6/5/1997
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

GV
GREEN VISTA CAPITAL, LLC
GREEN VISTA CAPITAL, LLC

CRD#: 293630 / SEC#: , 8-70101

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
222 N. Park Avenue, Winter Park, FL 32789
Mailing Address
222 N. Park Avenue, Winter Park, FL 32789
Phone number
(407) 878-1215
Established
Florida since 12/01/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREEN VISTA HOLDINGS, LLCMEMBER
BEYTELL, PHILIP LAURIEFINOP4828145
VAN STADEN, PHILIPPUS THEUNISCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGER4489166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREEN VISTA CAPITAL, LLC

CRD#: 293630

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