Daniel Jay Weiler
CFP®Professional Summary
Daniel Jay Weiler, CFP® is a registered financial advisor currently at RIVERPATH INVESTMENTS LLC located in Folsom, California. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Daniel has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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SPECTRUM WEALTH ADVISORY GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
RIVERPATH INVESTMENTS LLC
Contact Information
Main Address
El Dorado Hills, CAMailing Address
1024 Iron Point Road Suite 100-1490, Folsom, CA 95630Phone Number
(916) 467-9290# of Employees
5SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
493AUM (Assets Under Management)
$362,919,669Similar Advisors
SPECTRUM WEALTH ADVISORY GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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SPECTRUM WEALTH ADVISORY GROUP, LLC
Primary Firm SEC Registration
RIVERPATH INVESTMENTS LLC
State Registrations and Notice Filings
(9/3/2015)
(1/8/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Mar 1994About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1993About the Series 6 examSimilar Advisors
SPECTRUM WEALTH ADVISORY GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Jay Weiler's CRS (Customer Relationship Summary).
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SPECTRUM WEALTH ADVISORY GROUP, LLC
