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Sherry Jo Ann Hembree

CRD# 2315881·Registered 1993 - 2003
Previously Registered: Being a previously registered professional could mean that Sherry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sherry Jo Ann Hembree, who also goes by Sherry Joann Beaver, Sherry Joann Hembree, was a registered financial advisor. Sherry was a previously registered financial professional and started their career in finance 1993 - 2003. Sherry had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 27, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sherry Joann Beaver, Sherry Joann Hembree

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

MIDAMERICA FINANCIAL SERVICES, INC.·CRD# 47351
BD
Joplin, MO
July 9, 2001 - November 5, 2003
WEALTHSENSE SECURITIES LLC·CRD# 44709
BD
Andover, MA
August 24, 2000 - July 30, 2001
INDEPENDENT BROKERAGE NETWORK SECURITIES, L.L.C.·CRD# 46527
BD
Joplin, MO
March 19, 1999 - November 7, 2001
WORLD SECURITIES, INC.·CRD# 39431
BD
Joplin, MO
February 20, 1996 - July 20, 2001
FIRST HEARTLAND CAPITAL, INC.·CRD# 32460
BD
Lake St. Louis, MO
October 21, 1993 - February 29, 1996
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Birmingham, AL
October 8, 1993 - October 18, 1993

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Current Firm

MF
MIDAMERICA FINANCIAL SERVICES, INC.

MIDAMERICA FINANCIAL SERVICES, INC. | STEELE INVESTMENT SERVICES, INC.

CRD#: 47351 / SEC#: 8-51758
BD
Terminated by SEC on 01/05/2016

Contact Information

Established

Iowa since 04/05/1999

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
S & M, LTD.SHAREHOLDER—
DEEMER, BRUCE HARLANSECRETARY4590562
KELLER, MATTHEW BRIANPRESIDENT, CHIEF COMPLIANCE OFFICER5582015

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1993About the Series 6 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1998About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed May 1997About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1996About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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