David B. Bath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Blake Bath, who also goes by Blake Bath, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 4 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - November 16, 2017
WESTBOURNE INVESTMENT ADVISORS INC.
March 12, 2014 - November 16, 2017
BAY BRIDGE CAPITAL MANAGEMENT, LLC
March 14, 1996 - October 12, 2006
LEHMAN BROTHERS INC.
February 16, 1993 - February 6, 1996
SANFORD C. BERNSTEIN & CO., INC.
Primary Firm SEC Registration
WESTBOURNE INVESTMENT ADVISORS INC.
CRD#: 144571 / SEC#: 801-68167
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTBOURNE INVESTMENT ADVISORS INC.
CRD#: 144571 / SEC#: 801-68167
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 420 |
| AUM (Assets Under Management) | $ 359,090,832 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
