Thomas G. Cooper
Professional summary
Thomas Gary Cooper was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Thomas had worked at 4 firms, which includes SECOND MILE WEALTH MANAGEMENT INC, OSAIC FA INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, LINCOLN INVESTMENT.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2009 - May 26, 2009
SECOND MILE WEALTH MANAGEMENT, INC
January 7, 2008 - December 31, 2008
SECOND MILE WEALTH MANAGEMENT, INC
June 27, 2001 - December 11, 2007
OSAIC FA, INC.
June 27, 2001 - April 18, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 27, 2001 - December 11, 2007
OSAIC FA, INC.
February 4, 1993 - June 29, 2001
LINCOLN INVESTMENT
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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