Michael A. Abate
Professional summary
Michael Anthony Abate, AIF®, who also goes by Michael Anthony Abate, is a registered financial advisor currently at UNITED ASSET STRATEGIES INC. located in Garden City, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 20 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Abate's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2024 - Present
UNITED ASSET STRATEGIES INC.
Office #1: 377 Oak Street Suite 403, Garden City, NY 11530January 24, 2023 - May 1, 2024
WORLD INVESTMENT ADVISORS, LLC
January 23, 2023 - May 1, 2024
PENSIONMARK SECURITIES, LLC
November 25, 2020 - January 18, 2023
EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC
October 1, 2020 - January 17, 2023
APW CAPITAL, INC.
May 14, 2020 - September 17, 2020
TD AMERITRADE, INC.
May 11, 2020 - September 17, 2020
TD AMERITRADE, INC.
May 8, 2020 - September 17, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 15, 2019 - April 27, 2020
WORLD INVESTMENT ADVISORS, LLC
December 10, 2012 - January 22, 2019
CAPITAL ONE ADVISORS, LLC
December 10, 2012 - January 22, 2019
CAPITAL ONE INVESTING, LLC
September 9, 2011 - October 16, 2012
SENTINEL PENSION ADVISORS, LLC.
October 29, 2008 - October 16, 2012
SENTINEL SECURITIES, LLC.
June 5, 2006 - December 31, 2006
THE INVESTMENT CENTER, INC.
August 1, 2003 - June 17, 2004
WALNUT STREET SECURITIES, INC.
September 23, 2002 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
July 22, 1999 - March 22, 2002
CHARLES SCHWAB & CO., INC.
September 18, 1998 - July 23, 1999
BNY MELLON SECURITIES CORPORATION
February 9, 1995 - March 24, 1998
JWGENESIS SECURITIES, INC.
June 7, 1994 - January 16, 1995
STATE CAPITAL MARKETS CORPORATION
March 16, 1994 - June 22, 1994
CORTLANDT CAPITAL CORPORATION
November 8, 1993 - April 26, 1994
HANOVER, STERLING & COMPANY LTD.
Primary Firm SEC Registration
UNITED ASSET STRATEGIES INC.
CRD#: 107434 / SEC#: 801-41464
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/18/2024)
Exams
Current Firm
UNITED ASSET STRATEGIES INC.
CRD#: 107434 / SEC#: 801-41464
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,029 |
| AUM (Assets Under Management) | $ 1,844,600,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/13/2025 | ||
| 01/27/2025 | ||
| 09/04/2024 | ||
| 12/20/2023 | ||
| 01/23/2023 | ||
| 05/02/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
