Valery Golberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valery Golberg was a registered financial professional .
Valery is a previously registered financial professional and started their career in finance in 1993. Valery had worked at 4 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 1998 - December 6, 1999
BENNETT, MULLANEY & CO., INC.
September 25, 1996 - January 6, 1998
GLOBAL EQUITIES GROUP INC
April 6, 1995 - March 28, 1997
CRESSIDA CAPITAL, INC
February 25, 1993 - May 25, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/24/1998
Limited Representative-Equity Trader ExamCurrent Firm
BENNETT, MULLANEY & CO., INC.
CRD#: 10448 / SEC#: , 8-27487
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
