Michael Difrancesca
Professional summary
Michael Difrancesca was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michael had worked at 7 firms, which includes PACIFIC CORTEZ SECURITIES INCORPORATED, FIRST COLONIAL SECURITIES, CONTINENTAL BROKER-DEALER CORP., ROYCE INVESTMENT GROUP INC., FIRST ASSET MANAGEMENT INC., INVESTORS ASSOCIATES INC., CORTLANDT CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 1997 - September 9, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
May 19, 1997 - August 28, 1997
FIRST COLONIAL SECURITIES
January 17, 1997 - June 4, 1997
CONTINENTAL BROKER-DEALER CORP.
November 22, 1996 - November 25, 1996
ROYCE INVESTMENT GROUP, INC.
July 26, 1996 - November 14, 1996
FIRST ASSET MANAGEMENT, INC.
June 1, 1995 - July 25, 1996
INVESTORS ASSOCIATES, INC.
February 21, 1995 - June 2, 1995
CORTLANDT CAPITAL CORPORATION
May 6, 1994 - February 21, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 5/3/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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