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Gerald Nelson Kieft Ii

CRD# 2315539·Registered 1993 - 2003
Previously Registered: Being a previously registered professional could mean that Gerald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gerald Nelson Kieft II, who also goes by Gerald Nelson Kieft, was a registered financial advisor. Gerald was a previously registered financial professional and started their career in finance 1993 - 2003. Gerald had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gerald Nelson Kieft

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

MIRAMAR SECURITIES, LLC·CRD# 37955
BD
Alpharetta, GA
December 6, 2002 - October 10, 2003
MAKEFIELD SECURITIES CORPORATION·CRD# 15271
BD
Stuart, FL
December 12, 1997 - November 22, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
November 28, 1994 - February 19, 1998
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
August 12, 1994 - October 10, 1994
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 9, 1993 - September 8, 1994
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
February 19, 1993 - July 1, 1993
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
February 19, 1993 - July 1, 1993

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Current Firm

MS
MIRAMAR SECURITIES, LLC

MIRAMAR SECURITIES, INC. | MIRAMAR SECURITIES, LLC

CRD#: 37955 / SEC#: 8-48049
BD
Terminated by SEC on 10/15/2010

Contact Information

Established

Georgia since 04/11/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DIAZVERSON, SALVATORE JRSOLE SHAREHOLDER2198675
GONZALEZ, JULIO CESARPRESIDENT/CCO1809614
BARLAND, YVES PAULOPTIONS PRINCIPAL, MUNI PRINCIPAL1200158

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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