William F. Gunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frank Gunter, who also goes by Bill F. Gunter Jr., Bill Gunter, William Frank Gunter Jr, William Gunter, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2013 - October 15, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
March 27, 2012 - February 19, 2013
WADDELL & REED
February 24, 2012 - February 19, 2013
WADDELL & REED
August 17, 2009 - December 2, 2011
THE GUNTER FINANCIAL GROUP LLC
January 23, 2007 - January 26, 2009
WADDELL & REED
January 5, 2005 - January 26, 2009
WADDELL & REED
March 19, 2004 - September 14, 2004
FIDUCIAL INVESTMENT ADVISORS, INC.
September 16, 2002 - August 18, 2003
BACK BAY CAPITAL, INC.
July 11, 2001 - October 18, 2002
CAPITAL SUISSE SECURITIES, INC.
July 25, 2000 - July 3, 2001
INVESTACORP, INC.
May 11, 1998 - July 25, 2000
GUNNALLEN FINANCIAL, INC
October 29, 1996 - May 18, 1998
SCHNEIDER SECURITIES, INC.
October 2, 1996 - November 8, 1996
WOODSTOCK FINANCIAL GROUP, INC.
May 16, 1995 - October 9, 1996
SUNPOINT SECURITIES, INC.
September 16, 1994 - May 17, 1995
SCHNEIDER SECURITIES, INC.
July 6, 1994 - September 14, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 8, 1994 - July 6, 1994
LAKESHORE FINANCIAL CORP.
September 21, 1993 - May 6, 1994
INVESTORS ASSOCIATES, INC.
April 23, 1993 - August 4, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060 / SEC#: , 8-12645
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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