Husheng Liu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Husheng Liu was a registered financial professional .
Husheng is a previously registered financial professional and started their career in finance in 1993. Husheng had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 1999 - August 11, 2000
SHARPE CAPITAL, INC.
March 19, 1998 - January 25, 1999
OSCAR GRUSS & SON INCORPORATED
February 12, 1996 - February 26, 1997
H.J. MEYERS & CO., INC.
August 31, 1995 - February 26, 1996
W.J. NOLAN & COMPANY, INC.
June 6, 1995 - August 7, 1995
R.D. WHITE & CO., INC.
February 7, 1995 - June 1, 1995
GOLDIS FINANCIAL GROUP, INC.
September 2, 1994 - December 15, 1994
GOLDIS FINANCIAL GROUP, INC.
August 19, 1994 - August 30, 1994
H.J. MEYERS & CO., INC.
October 18, 1993 - August 2, 1994
EMANUEL AND COMPANY
May 21, 1993 - October 12, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHARPE CAPITAL, INC.
CRD#: 18452 / SEC#: , 8-36709
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
