John B. Hauser
Professional summary
John Bradley Hauser is a registered financial advisor currently at VIE INVEST, LLC located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 4 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Bradley Hauser's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 28, 2022 - Present
VIE INVEST, LLC
June 7, 2012 - January 4, 2013
MML INVESTORS SERVICES, LLC
October 6, 1995 - July 1, 1998
CETERA ADVISORS LLC
April 6, 1993 - July 12, 1995
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/28/2022)
Exams
Current Firm
VIE INVEST, LLC
CRD#: 282226 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 49,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
