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Scott A. Chriske

RESOLUTE INVESTMENT DISTRIBUTORS
Irving`, TX 75039
Some features on this profile are disabled
CRD#: 2315347
SC

Professional summary

Scott Alan Chriske is a registered financial professional currently at RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Alan Chriske's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2018 - Present

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

Office #1: 220 East Las Colinas Blvd. Suite 1200, Irving`, TX 75039
BD
CRD#: 287788
Irving`, TX
Past

October 7, 2013 - March 1, 2018

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

February 28, 2012 - January 13, 2014

VIRTUS INVESTMENT ADVISERS, LLC

RIA
CRD#: 106982
JUPITER, FL
Past

February 28, 2012 - September 19, 2013

VP DISTRIBUTORS LLC

BD
CRD#: 3036
HARTFORD, CT
Past

June 16, 2011 - February 6, 2012

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

January 4, 2010 - June 3, 2011

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
SAN FRANCISCO, CA
Past

January 4, 2010 - June 3, 2011

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
CHARLOTTE, NC
Past

September 10, 2009 - January 4, 2010

EVERGREEN INVESTMENT MANAGEMENT CO

RIA
CRD#: 104594
BOSTON, MA
Past

February 8, 2008 - January 4, 2010

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC
Past

April 23, 2004 - February 8, 2008

VAN KAMPEN ADVISORS INC

RIA
CRD#: 104703
OAKBROOK TERRACE, IL
Past

March 19, 1993 - February 8, 2008

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/28/2018)
RR
Montana
(2/28/2018)
RR
Puerto Rico
(3/1/2018)
RR
Texas
(2/28/2018)
RR
Virgin Islands
(3/1/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/22/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/14/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/27/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/16/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RI
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788 / SEC#: , 8-69912

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Mailing Address
220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
Phone number
(817) 391-6100
Established
Delaware since 02/02/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RESOLUTE INVESTMENT MANAGERS, INC.SOLE SHAREHOLDER
MCKINNEY, TERRI LYNNDIRECTOR2967330
SEARS, CHRISTINA ELAINEVICE PRESIDENT2708589
STUMM, GREGORY JOHN JR.PRESIDENT, DIRECTOR, AND CEO4730753
WALL, STUART WESLEYCHIEF COMPLIANCE OFFICER2554023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788Irving`, TX 75039

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