Bruce P. Eshbaugh

SENTINEL ADVISORY CORP

HYANNIS, MA 02601

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CRD#: 2315339

Professional summary

Bruce Peterson Eshbaugh CFA, who also goes by Bruce Peterson Eshbaugh, is a registered financial advisor currently at SENTINEL ADVISORY CORP located in Hyannis, Massachusetts.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Bruce has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bruce Peterson Eshbaugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Peterson Eshbaugh CFA's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2004 - Present

SENTINEL ADVISORY CORP

Office #1: 396 North Street, Hyannis, MA 02601

RIA

CRD#: 108720

HYANNIS, MA

Past

May 24, 2004 - January 1, 2004

SENTINEL ADVISORY CORP

RIA

CRD#: 108720

PLYMOUTH, MA

Past

January 29, 1998 - March 7, 2002

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

October 7, 1993 - January 31, 1997

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

March 18, 1993 - June 25, 1993

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/18/2025)

IAR

Massachusetts
(8/19/2004)

IAR

New Jersey
(5/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/6/1993

General Securities Representative Examination

Current Firm

SENTINEL ADVISORY CORP

SENTINEL ADVISORY CORP | THE CAPITAL GROUP INC. | SENTINEL DISTRIBUTORS CORP | SENTINEL ADVISORY CORPORATION

CRD#: 108720 / SEC#: 801-63385

RIA

Registered Investment Advisory firm - (8/24/2012 Terminated)

Florida

Registered Investment Advisory firm - (8/18/2025 Approved)

Georgia

Registered Investment Advisory firm - (1/1/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/25/2012 Approved)

New Jersey

Registered Investment Advisory firm - (5/17/2018 Approved)

South Carolina

Registered Investment Advisory firm - (12/5/2023 Terminated)

Vermont

Registered Investment Advisory firm - (11/7/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

34 Court Street, Plymouth, MA 02360

Mailing Address

Phone number

(508) 732-6762

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	124
AUM (Assets Under Management)	$ 44,734,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce P. Eshbaugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Peterson Eshbaugh CFA's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENTINEL ADVISORY CORP

SENTINEL ADVISORY CORP

ICON DISTRIBUTORS, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

KEOGLER, MORGAN & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2000

Series 63

Date: 4/3/1993

Series 7

Date: 3/6/1993

Current Firm

SENTINEL ADVISORY CORP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SENTINEL ADVISORY CORP

TRUST BUT VERIFY

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