Don C. Garman

MIRADOR CAPITAL PARTNERS | Founder & CIO

Pleasanton, CA 94566

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CRD#: 2315281

Professional summary

Don Corbin Garman, AIF®, CFP® is a registered financial advisor currently at MIRADOR CAPITAL PARTNERS located in Pleasanton, California.

Don is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Don has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer

What are your service offerings?

Institutional consulting

Philanthropic services

Financial planning

Trust & estate planning

Trading individual securities

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tri- Valley Ventures, LLC and Tri-Valley Ventures II, LP.; Investment related; Venture Funds; 7041 Koll Center Parkway, #275, Pleasanton, CA 94566; Partner/ Member; 01/2015; 5 hrs month; 5 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Don Corbin Garman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 27, 2015 - Present

MIRADOR CAPITAL PARTNERS

Office #1: 6700 Koll Center Parkway Suite 230, Pleasanton, CA 94566

RIA

CRD#: 173764

Pleasanton, CA

Past

February 29, 2016 - April 21, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Pleasanton, CA

Past

July 10, 2013 - March 1, 2016

SANCTUARY SECURITIES LLC

CRD#: 144091

PLEASANTON, CA

Past

July 8, 2013 - February 9, 2015

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

PLEASANTON, CA

Past

June 1, 2009 - July 24, 2013

MORGAN STANLEY

RIA

CRD#: 149777

PLEASANTON, CA

Past

June 1, 2009 - July 24, 2013

MORGAN STANLEY

CRD#: 149777

PLEASANTON, CA

Past

December 7, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PLEASANTON, CA

Past

December 7, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PLEASANTON, CA

Past

July 14, 1995 - December 12, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PLEASANTON, CA

Past

June 21, 1994 - December 12, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PLEASANTON, CA

Past

April 20, 1993 - July 12, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIRADOR CAPITAL PARTNERS

MIRADOR CAPITAL PARTNERS | MIRADOR CAPITAL PARTNERS, LP

CRD#: 173764 / SEC#: 801-80585

RIA

Registered Investment Advisory firm - (11/21/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/27/2015)

IAR

Texas
(1/27/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/1/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/19/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 9/9/1999

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 7/27/1999

General Securities Sales Supervisor - General Module Examination

Current Firm

MIRADOR CAPITAL PARTNERS

MIRADOR CAPITAL PARTNERS | MIRADOR CAPITAL PARTNERS, LP

CRD#: 173764 / SEC#: 801-80585

RIA

Registered Investment Advisory firm - (11/21/2014 Approved)

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Contact information

Main Address

6700 Koll Center Parkway Suite 230, Pleasanton, CA 94566

Mailing Address

Phone number

(925) 621-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	2,572
AUM (Assets Under Management)	$ 901,733,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Don C. Garman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Don Corbin Garman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SANCTUARY SECURITIES LLC

CROSSPOINT CAPITAL MANAGEMENT

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MIRADOR CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1994

Series 63

Date: 5/17/1993

SIE

Date: 4/21/2017

Series 31

Date: 8/1/2011

Series 7

Date: 4/19/1993

Series 9

Date: 9/9/1999

Series 10

Date: 7/27/1999

Current Firm

MIRADOR CAPITAL PARTNERS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIRADOR CAPITAL PARTNERS

TRUST BUT VERIFY

Contact information

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