Cole T. Coffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cole Timothy Coffer was a registered financial professional .
Cole is a previously registered financial professional and started their career in finance in 1993. Cole had worked at 10 firms and has passed the Series 63, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2010 - April 11, 2014
IBERIA CAPITAL PARTNERS L.L.C.
February 21, 2007 - April 28, 2010
CAPITAL ONE SECURITIES, INC.
April 11, 2006 - January 5, 2007
G-2 TRADING,LLC
December 9, 2002 - July 27, 2004
D.C. CAPITAL, LLC
August 6, 2002 - November 7, 2002
ICAP/INVESTMENT SERVICES AND TRADING, LLC
December 7, 2001 - March 4, 2002
SERVICE ASSET MANAGEMENT COMPANY
November 1, 1995 - December 6, 2001
KNIGHT CAPITAL AMERICAS, L.P.
October 10, 1995 - November 1, 1995
KNIGHT CAPITAL AMERICAS, L.P.
March 13, 1995 - October 16, 1995
UBS CAPITAL MARKETS L.P.
February 4, 1994 - August 31, 1994
AMERIPRISE ADVISOR SERVICES, INC.
February 5, 1993 - October 1, 1993
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
IBERIA CAPITAL PARTNERS L.L.C.
CRD#: 152766 / SEC#: , 8-68477
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON NATIONAL CORPORATION | MEMBER | |
| BYRD, DARYL GLYNN | DIRECTOR | 5761573 |
| LAKEY, MARY THIEL | CHIEF OPERATIONS OFFICER/CCO | 5842843 |
| PARKER, JEFFERSON GLENNY | DIRECTOR/CEO/CFO | 835439 |
| PELLETIER, MICHAEL DAVID | DIRECTOR | 5761585 |
| RESTEL, ANTHONY JOSEPH | DIRECTOR | 5762931 |
| WORLEY, CLIFTON M | DIRECTOR/PRESIDENT | 5246893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
