David J. Amster

THE GROWTH STAGE

NEW YORK, NY 10036

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CRD#: 2315254

Professional summary

David Jeffrey Amster, who also goes by David Amster, is a registered financial professional currently at THE GROWTH STAGE INC. located in New York, New York and MONTEC SECURITIES LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 17 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David Amster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Jeffrey Amster's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2020 - Present

THE GROWTH STAGE INC.

Office #1: 1460 Broadway Suite 8031, New York, NY 10036

CRD#: 306193

NEW YORK, NY

Current

April 27, 2021 - Present

MONTEC SECURITIES LLC

Office #1: 510 Madison Avenue 9th Floor, New York, NY 10022

CRD#: 309706

New York, NY

Past

April 10, 2023 - January 31, 2025

FIRST PALLADIUM, LLC

CRD#: 289822

FORT WAYNE, IN

Past

February 8, 2023 - August 1, 2024

ACRETRADER FINANCIAL, LLC

CRD#: 320820

Fayetteville, AR

Past

January 21, 2022 - October 13, 2022

FIRST AVENUE

CRD#: 145860

NEW YORK, NY

Past

August 2, 2021 - December 1, 2021

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

NEW YORK, NY

Past

September 10, 2020 - January 4, 2022

ROW ASSOCIATES, LLC

CRD#: 309073

NASHVILLE, TN

Past

October 17, 2019 - February 3, 2021

EC SECURITIES LLC

CRD#: 287845

New York, NY

Past

May 8, 2019 - January 6, 2020

ANALYST HUB SECURITIES, LLC

CRD#: 297665

New York, NY

Past

February 1, 2019 - July 31, 2019

CIM SECURITIES, LLC

CRD#: 120852

New York, NY

Past

June 30, 2018 - December 31, 2018

HB SECURITIES, LLC

CRD#: 140356

NEWPORT BEACH, CA

Past

December 12, 2016 - January 3, 2019

MARKET SECURITIES, LLC

CRD#: 283701

NEW YORK, NY

Past

November 30, 2016 - July 31, 2017

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

NEW YORK, NY

Past

June 1, 2001 - September 30, 2016

CRT CAPITAL GROUP LLC

CRD#: 28830

STAMFORD, CT

Past

July 23, 1997 - June 6, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

April 13, 1993 - August 14, 1995

SALOMON BROTHERS MUNICIPALS INC

CRD#: 28940

Past

April 13, 1993 - August 14, 1995

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 9/26/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MONTEC SECURITIES LLC

CRD#: 309706 / SEC#: , 8-70553

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

510 Madison Avenue 9th Floor, New York, NY 10022

Mailing Address

510 Madison Avenue 9th Floor, New York, NY 10022

Phone number

(646) 874-5471

Established

Delaware since 05/26/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MONTEC SECURITIES FUNDING LLC	MEMBER
AMSTER, DAVID JEFFREY	CHIEF COMPLIANCE OFFICER	2315254
BARNETT, MARK JASON	MANAGER	6511962
PERRY, RANIA CHRISTINE	CHIEF EXECUTIVE OFFICER	7795182
WILSON, CHARLENE FAITH	FINOP	1935747

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Amster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Jeffrey Amster's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTEC SECURITIES LLC

FIRST PALLADIUM, LLC

ACRETRADER FINANCIAL, LLC

FIRST AVENUE

LAIDLAW & COMPANY (UK) LTD.

ROW ASSOCIATES, LLC

EC SECURITIES LLC

ANALYST HUB SECURITIES, LLC

CIM SECURITIES, LLC

HB SECURITIES, LLC

MARKET SECURITIES, LLC

COINBASE CAPITAL MARKETS CORP

CRT CAPITAL GROUP LLC

UBS SECURITIES LLC

SALOMON BROTHERS MUNICIPALS INC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/1993

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/12/1993

Series 14

Date: 1/2/2023

Series 24

Date: 9/26/2001

FINRA

Current Firm

MONTEC SECURITIES LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MONTEC SECURITIES LLC

TRUST BUT VERIFY

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