Michael K. Kauffelt
Professional summary
Michael Kent Kauffelt II is a registered financial advisor currently at BILL FEW ASSOCIATES, INC. located in Pittsburgh, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kent Kauffelt II's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2014 - Present
BILL FEW ASSOCIATES, INC.
Office #1: 740 Washington Road Suite 100, Pittsburgh, PA 15228September 2, 1997 - December 13, 2021
BILL FEW SECURITIES, INC.
April 16, 1996 - September 3, 1997
WALNUT STREET SECURITIES, INC.
December 9, 1994 - April 26, 1995
MERCER ALLIED COMPANY, L.P.
February 5, 1993 - December 9, 1994
MERCER ALLIED CORPORATION
Primary Firm SEC Registration
BILL FEW ASSOCIATES, INC.
CRD#: 133561 / SEC#: 801-29235
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/6/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BILL FEW ASSOCIATES, INC.
CRD#: 133561 / SEC#: 801-29235
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,817 |
| AUM (Assets Under Management) | $ 2,642,969,998 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/14/2025 | ||
| 08/19/2024 | ||
| 06/30/2023 | ||
| 08/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
