Robert W. Austra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Austra, who also goes by Robert William Astromsky, Robert Astromsky, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2014 - January 6, 2021
FEDERATED SECURITIES, INC.
March 26, 1998 - September 18, 2014
AVANTAX INVESTMENT SERVICES, INC.
July 30, 1994 - March 26, 1998
LINCOLN INVESTMENT
June 23, 1993 - July 12, 1994
FIRST UNION CAPITAL MARKETS CORP.
March 5, 1993 - July 7, 1993
IDS LIFE INSURANCE COMPANY
March 5, 1993 - July 7, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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