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Roger H. Weller

JR SNELL CAPITAL MANAGEMENT
Holley, NY
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CRD#: 2315028
RW

Professional summary


Roger Howard Weller, who also goes by Roger H Weller, Roger Weller, is a registered financial advisor currently at JR SNELL CAPITAL MANAGEMENT, LLC located in Holley, New York.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Roger has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Roger H Weller | Roger Weller

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent contractor for United Healthcare selling health insurance. This business is not investment-related. Active since Oct 2015. Duties are sales-oriented. Number of hours devoted during trading hours is minimal. Approximately 9 hrs/yr are devoted to this business.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Roger Howard Weller's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 1, 2015 - Present

JR SNELL CAPITAL MANAGEMENT, LLC

RIA
CRD#: 117598
Holley, NY
Past

December 13, 2011 - April 1, 2014

SCOTTRADE, INC.

BD
CRD#: 8206
SCOTTSDALE, AZ
Past

September 23, 2010 - December 1, 2011

WADDELL & REED

RIA
CRD#: 866
SCOTTSDALE, AZ
Past

May 30, 2008 - December 1, 2011

WADDELL & REED

BD
CRD#: 866
SCOTTSDALE, AZ
Past

November 7, 2007 - May 22, 2008

KALOS CAPITAL, INC.

BD
CRD#: 44337
ANTHEM, AZ
Past

March 1, 2000 - February 2, 2006

EDWARD JONES

BD
CRD#: 250
BROCKPORT, NY
Past

May 11, 1993 - May 2, 1994

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(4/1/2015)
IAR
New York
(4/4/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/24/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


JS
JR SNELL CAPITAL MANAGEMENT, LLC
JR SNELL CAPITAL MANAGEMENT, LLC | THE CLIENT CLUB

CRD#: 117598 / SEC#:

Arizona
Registered Investment Advisory firm - (5/6/2002 Approved)
California
Registered Investment Advisory firm - (11/17/2016 Approved)
New York
Registered Investment Advisory firm - (9/9/2016 Approved)
Oregon
Registered Investment Advisory firm - (4/27/2023 Terminated)
Washington
Registered Investment Advisory firm - (5/31/2023 Terminated)
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Contact information


Main Address
Carefree, AZ
Mailing Address
Po Box 3112, Carefree, AZ 85377
Phone number
(480) 575-7688
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts204
AUM (Assets Under Management)$ 31,380,098

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JR SNELL CAPITAL MANAGEMENT, LLC

CRD#: 117598Holley, NY

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