Chelby C. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chelby Cay Sanders, who also goes by Chelby Cay Plaisance, was a registered financial professional .
Chelby is a previously registered financial professional and started their career in finance in 1993. Chelby had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2014 - September 17, 2014
TEXAS E&P PARTNERS, INC.
May 28, 2003 - August 10, 2012
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
May 24, 1999 - January 29, 2003
PERSHING LLC
May 24, 1999 - January 29, 2003
PERSHING LLC
January 28, 1993 - June 2, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEXAS E&P PARTNERS, INC.
CRD#: 127228 / SEC#: , 8-65968
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
