Brock D. Matthias
Professional summary
Brock David Matthias is a registered financial professional currently at VRA PARTNERS, LLC located in Atlanta, Georgia.
Brock is registered as a RR (Registered Representative) and started their career in finance in 2000. Brock has worked at 4 firms and has passed the Series 63, Series 79TO, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brock David Matthias's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2007 - Present
VRA PARTNERS, LLC
Office #1: 3630 Peachtree Road Suite 1000, Atlanta, GA 30326January 29, 2007 - May 24, 2007
CAYMUS SECURITIES LLC
July 27, 2001 - July 11, 2006
TRUIST SECURITIES, INC.
December 13, 2000 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
VRA PARTNERS, LLC
CRD#: 142780 / SEC#: , 8-67489
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
