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MC

Mark C. Choi

TELSEY ADVISORY GROUP LLC
Frederick, MD
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CRD#: 2314862
MC

Professional summary


Mark Chulhwan Choi, who also goes by Chul Hwan Choi, Mark C Choi, Mark Chultiwan Choi, is a registered financial professional currently at TELSEY ADVISORY GROUP LLC located in Frederick, Maryland.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 24, Series 9 and Series 10 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chul Hwan Choi | Mark C Choi | Mark Chultiwan Choi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Chulhwan Choi's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 27, 2017 - Present

TELSEY ADVISORY GROUP LLC

BD
CRD#: 148234
Frederick, MD
Past

October 10, 2013 - September 26, 2017

THE VERTICAL GROUP

BD
CRD#: 104353
RED BANK, NJ
Past

December 1, 2005 - March 12, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
BALTIMORE, MD
Past

December 9, 2002 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

September 28, 1999 - November 12, 2002

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

May 1, 1998 - April 13, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

March 2, 1998 - April 14, 1998

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

July 15, 1997 - March 2, 1998

NATWEST SECURITIES CORPORATION

BD
CRD#: 18238
NEW YORK, NY
Past

July 21, 1995 - February 18, 1997

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 7, 1994 - June 20, 1995

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

June 16, 1993 - May 25, 1994

REUTERS C CORPORATION

BD
CRD#: 14408
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/27/2017)
RR
Connecticut
(9/27/2017)
RR
Florida
(9/27/2017)
RR
Maryland
(9/27/2017)
RR
New Jersey
(9/27/2017)
RR
New York
(9/27/2017)
RR
Ohio
(9/27/2017)
RR
Pennsylvania
(9/27/2017)
RR
Texas
(9/27/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 7/26/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/27/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/22/2017
General Securities Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


TA
TELSEY ADVISORY GROUP LLC
TELSEY ADVISORY GROUP LLC | TELSEY CAPITAL GROUP LLC

CRD#: 148234 / SEC#: , 8-67988

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
555 Fifth Ave. 7th Floor, New York, NY, 10017
Mailing Address
555 Fifth Ave. 7th Floor, New York, NY, 10017
Phone number
(212) 973-9700
Established
Delaware since 05/28/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
TELSEY HOLDINGS LLCOWNER
ARZU, JERRY STANLEYCFO/FINOP3024670
CHIN, TOM KAIMANAGING DIRECTOR2420035
EKSTEIN, LEIGH EVANVICE CHAIRMAN5111262
FELDMAN, JOSEPH ISAACMANAGING DIRECTOR4260057
NAPOLITANO, AMY ANNCCO4024302
TELSEY, DANA LAURENCEO1289497

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TELSEY ADVISORY GROUP LLC

CRD#: 148234Frederick, MD

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