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Mark Chulhwan Choi

TELSEY ADVISORY GROUP
Frederick, MD
·CRD# 2314862·33 years experience

Professional Summary

Mark Chulhwan Choi, who also goes by Chul Hwan Choi, Mark C Choi, Mark Chultiwan Choi, is a registered financial advisor currently at TELSEY ADVISORY GROUP LLC located in Frederick, Maryland. Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 24, Series 9 and Series 10...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chul Hwan Choi, Mark C Choi, Mark Chultiwan Choi

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

TELSEY ADVISORY GROUP LLC·CRD# 148234
BD
Frederick, MD
September 27, 2017 - Present
THE VERTICAL GROUP·CRD# 104353
BD
Red Bank, NJ
October 10, 2013 - September 26, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
Baltimore, MD
December 1, 2005 - March 12, 2013
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
December 9, 2002 - December 1, 2005
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
September 28, 1999 - November 12, 2002
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
May 1, 1998 - April 13, 1999
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
March 2, 1998 - April 14, 1998
NATWEST SECURITIES CORPORATION·CRD# 18238
BD
New York, NY
July 15, 1997 - March 2, 1998
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 21, 1995 - February 18, 1997
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
May 7, 1994 - June 20, 1995
REUTERS C CORPORATION·CRD# 14408
BD
New York, NY
June 16, 1993 - May 25, 1994

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Current Firm

TA
TELSEY ADVISORY GROUP LLC

TELSEY ADVISORY GROUP LLC | TELSEY CAPITAL GROUP LLC

CRD#: 148234 / SEC#: 8-67988
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

555 Fifth Ave. 7th Floor, New York, NY, 10017

Mailing Address

555 Fifth Ave. 7th Floor, New York, NY, 10017

Phone Number

(212) 973-9700

Established

Delaware since 05/28/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (19 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TELSEY HOLDINGS LLCOWNER—
ARZU, JERRY STANLEYCFO/FINOP3024670
CHIN, TOM KAIMANAGING DIRECTOR2420035
EKSTEIN, LEIGH EVANVICE CHAIRMAN5111262
FELDMAN, JOSEPH ISAACMANAGING DIRECTOR4260057
NAPOLITANO, AMY ANNCCO4024302
TELSEY, DANA LAURENCEO1289497

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/27/2017)
RR
Connecticut
(9/27/2017)
RR
Florida
(9/27/2017)
RR
Maryland
(9/27/2017)
RR
New Jersey
(9/27/2017)
RR
New York
(9/27/2017)
RR
Ohio
(9/27/2017)
RR
Pennsylvania
(9/27/2017)
RR
Texas
(9/27/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 3 — National Commodity Futures Examination

Passed Apr 1996About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2017About the Series 24 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Oct 2001About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Oct 2001About the Series 10 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Chulhwan Choi's CRS (Customer Relationship Summary).

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