Patricia A. Serching
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Agnes Serching, who also goes by Patricia Agnes Horan, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1993. Patricia had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2007 - October 28, 2016
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
January 12, 2004 - January 8, 2007
ESSEX NATIONAL SECURITIES, LLC
October 5, 2001 - December 31, 2002
COMMONWEALTH FINANCIAL NETWORK
February 5, 2001 - August 24, 2001
M&T SECURITIES, INC.
May 24, 2000 - February 9, 2001
LPL FINANCIAL LLC
July 13, 1998 - May 31, 2000
GUARANTY BROKERAGE SERVICES, INC.
April 12, 1993 - July 28, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
CRD#: 103340 / SEC#: , 8-52174
Contact information
Red Flags
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