Samuel N. Holloway
Professional summary
Samuel Norris Holloway JR, who also goes by Sam Holloway Jr, Samuel Norris Holloway, is a registered financial advisor currently at ARS WEALTH ADVISORS located in Gainesville, Florida.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Samuel has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Norris Holloway JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2022 - Present
ARS WEALTH ADVISORS
Office #1: 5225 Sw 91st Terrace, Gainesville, FL 32608March 31, 2008 - December 31, 2015
GENEOS WEALTH MANAGEMENT, INC.
February 10, 2006 - March 31, 2008
SEI INVESTMENTS DISTRIBUTION CO.
January 24, 2006 - May 11, 2022
HOLLOWAY WEALTH MANAGEMENT, LLC
December 21, 2005 - February 10, 2006
CINCINNATI ANALYSTS, INC.
May 13, 2003 - February 10, 2006
CINCINNATI ANALYSTS, INC.
May 12, 1999 - May 12, 2003
VALMARK ADVISERS, INC.
January 13, 1999 - May 12, 2003
VALMARK SECURITIES, INC.
March 29, 1993 - January 13, 1999
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ARS WEALTH ADVISORS
CRD#: 314882 / SEC#: 801-121501
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/24/2022)
(5/16/2022)
Exams
Series 62
Date: 3/26/2002
Corporate Securities Limited Representative ExaminationCurrent Firm
ARS WEALTH ADVISORS
CRD#: 314882 / SEC#: 801-121501
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,652 |
| AUM (Assets Under Management) | $ 1,470,401,278 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/11/2024 | ||
| 10/04/2023 | ||
| 08/02/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ARS WEALTH ADVISORS
CRD#: 314882Gainesville, FL 32608TRUST BUT VERIFY
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