Samuel Norris Holloway Jr
Professional Summary
Samuel Norris Holloway JR, who also goes by Sam Holloway Jr, Samuel Norris Holloway, is a registered financial advisor currently at ARS WEALTH ADVISORS located in Gainesville, Florida. Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Samuel has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sam Holloway Jr, Samuel Norris Holloway
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
ARS WEALTH ADVISORS | ARS WEALTH ADVISORS GROUP, LLC. | ARS WEALTH ADVISORS GROUP, LLC
Contact Information
Main Address
111 Second Avenue Ne Suite 900, St. Petersburg, FL 33701Phone Number
(727) 322-7681# of Employees
24SEC notice filing (25 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,750AUM (Assets Under Management)
$1,641,226,278Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/11/2024 | Cover Page | Report |
| 10/04/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ARS WEALTH ADVISORS | ARS WEALTH ADVISORS GROUP, LLC. | ARS WEALTH ADVISORS GROUP, LLC
State Registrations and Notice Filings
(5/24/2022)
(5/16/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Mar 2002Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1993About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Samuel Norris Holloway JR's CRS (Customer Relationship Summary).
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