Sondra G. Lazzarini

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CRD#: 2314417

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sondra G Lazzarini, who also goes by Sondra Gay Lazzarini, Sondra Lazzarini, Sondra Gay Schaefer, Sondra G Lazzarini, was a registered financial professional .

Sondra is a previously registered financial professional and started their career in finance in 1993. Sondra had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sondra Gay Lazzarini | Sondra Lazzarini | Sondra Gay Schaefer | Sondra G Lazzarini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 12, 2022 - March 26, 2023

BERNARD WEALTH MANAGEMENT CORP.

RIA

CRD#: 159533

ROYAL OAK, MI

Past

March 7, 2020 - June 7, 2021

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

SOUTHFIELD, MI

Past

March 4, 2020 - June 7, 2021

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

SOUTHFIELD, MI

Past

August 19, 2016 - April 26, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

WASHINGTON TWP, MI

Past

August 17, 2016 - April 26, 2019

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

WASHINGTON TWP, MI

Past

May 17, 2016 - May 24, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SOUTHFIELD, MI

Past

May 12, 2016 - May 24, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SOUTHFIELD, MI

Past

December 16, 2013 - December 14, 2015

MORGAN STANLEY

RIA

CRD#: 149777

TROY, MI

Past

December 13, 2013 - December 14, 2015

MORGAN STANLEY

CRD#: 149777

TROY, MI

Past

September 30, 2008 - October 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BLOOMFIELD HILLS, MI

Past

September 5, 2008 - October 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BLOOMFIELD HILLS, MI

Past

June 15, 1995 - September 18, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BLOOMFIELD HILLS, MI

Past

October 13, 1993 - May 23, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 31, 1993 - September 29, 1993

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 6, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERNARD WEALTH MANAGEMENT CORP.

CRD#: 159533 / SEC#: 801-119146

RIA

Registered Investment Advisory firm - (7/24/2020 Approved)

California

Registered Investment Advisory firm - (9/13/2020 Terminated)

Michigan

Registered Investment Advisory firm - (8/14/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/30/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/1993

General Securities Representative Examination

Current Firm

BERNARD WEALTH MANAGEMENT CORP.

CRD#: 159533 / SEC#: 801-119146

RIA

Registered Investment Advisory firm - (7/24/2020 Approved)

California

Registered Investment Advisory firm - (9/13/2020 Terminated)

Michigan

Registered Investment Advisory firm - (8/14/2020 Terminated)

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Contact information

Main Address

360 N. Main St. Suite 430, Royal Oak, MI 48067

Mailing Address

Phone number

(248) 556-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BERNARD WEALTH MANAGEMENT FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	788
AUM (Assets Under Management)	$ 278,366,122

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sondra G. Lazzarini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

BERNARD WEALTH MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2011

Series 63

Date: 4/30/1993

SIE

Date: 10/1/2018

Series 7

Date: 3/27/1993

Current Firm

BERNARD WEALTH MANAGEMENT CORP.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERNARD WEALTH MANAGEMENT CORP.

TRUST BUT VERIFY

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