Darryl S. Lieser

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CRD#: 2314169

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darryl Stephen Lieser was a registered financial professional .

Darryl is a previously registered financial professional and started their career in finance in 1993. Darryl had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 20, 2012 - May 2, 2012

JACKSON WEALTH MANAGEMENT, LLC

RIA

CRD#: 147642

HEATHROW, FL

Past

January 10, 2012 - May 7, 2012

TRIAD ADVISORS LLC

CRD#: 25803

HEATHROW, FL

Past

September 14, 2010 - January 4, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

WINTER PARK, FL

Past

July 23, 2010 - January 4, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WINTER PARK, FL

Past

October 20, 2005 - June 15, 2007

CEDAR HILL ASSOCIATES INC

RIA

CRD#: 105457

HIGHLAND PARK, IL

Past

June 7, 2004 - October 11, 2005

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

CHICAGO, IL

Past

June 7, 2004 - October 11, 2005

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

October 28, 1997 - July 10, 2002

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

CHICAGO, IL

Past

March 22, 1993 - July 10, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JACKSON WEALTH MANAGEMENT, LLC

CRD#: 147642 / SEC#: 801-69469

RIA

Registered Investment Advisory firm - (8/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/22/2010

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/3/1996

National Commodity Futures Examination

Current Firm

JACKSON WEALTH MANAGEMENT, LLC

CRD#: 147642 / SEC#: 801-69469

RIA

Registered Investment Advisory firm - (8/25/2008 Approved)

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Contact information

Main Address

755 Primera Blvd Suite 1001, Lake Mary, FL 32746

Mailing Address

Phone number

(407) 585-0235

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JACKSON WEALTH MANAGEMENT LLC REVISED ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	3,107
AUM (Assets Under Management)	$ 856,743,444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Darryl S. Lieser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRIAD ADVISORS LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CEDAR HILL ASSOCIATES INC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

JACKSON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2009

Series 63

Date: 9/22/2009

Series 7

Date: 7/22/2010

Series 3

Date: 4/3/1996

Current Firm

JACKSON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JACKSON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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