Steven Pantelis
Professional summary
Steven Pantelis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Steven had worked at 4 firms, which includes PACIFIC CORTEZ SECURITIES INCORPORATED, CAPITAL SECURITIES OF AMERICA INC., WINDSOR REYNOLDS SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 1996 - April 14, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
December 7, 1995 - September 13, 1996
CAPITAL SECURITIES OF AMERICA, INC.
October 9, 1995 - October 31, 1995
WINDSOR REYNOLDS SECURITIES, INC.
February 24, 1995 - October 16, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 26, 1994 - November 14, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
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