BW
Brian G. Wade
ARDENT CAPITAL MANAGEMENT
Cincinnati, OH 45243
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CRD#: 2314108
BW
Professional summary
Brian Gordon Wade is a registered financial advisor currently at ARDENT CAPITAL MANAGEMENT, INC. located in Cincinnati, Ohio.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brian has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Omega Natural Enterpries, LLC. - not investment related. Equine, Pet and Human supplements sold direct and wholesale. Co-founder/board of directors/50% shareholder; 1002 Kieley Place, Cincinnati, OH 45217
Start Date - February 2015.Approximate number of hours/month you devote to the other business = 12; Hours you devote to the other business during securities trading hours = zero; Duties - oversee business direction/strategy, manage two outsourced marketing contractors. business partner manages day-to-day business operations;
Salon Concepts, LLC. -not investment related; Salon Suite rental business
Co-founder / board of directors - minority shareholder (approx 5%)Start Date 2017; 2000 Ford Circle, Ste B, Milford, OH 45150-3081; Approximate number of hours/month you devote to the other business = 2; Hours you devote to the other business during securities trading hours = zero;Duties - meet with CEO monthly to discuss general business strategy;
The Cielo Group, Inc. - not investment related; Co-founder / minority shareholder (approx 7%); Start Date = 2002; 396 Washington St. Suite 110
Wellesley, MA 02481; Approximate number of hours/month you devote to the other business = 1; Hours you devote to the other business during securities trading hours = zero; Duties - none
CRS (Client Relationship Summary) - RIA
Click below to view Brian Gordon Wade's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2017 - Present
ARDENT CAPITAL MANAGEMENT, INC.
Office #1: 7864 Camargo Rd Suite 100, Cincinnati, OH 45243RIA
CRD#: 108264
Cincinnati, OH
Past
February 9, 2004 - July 2, 2007
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
MONACA, PA
Past
September 27, 2000 - March 13, 2002
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
ROCKVILLE, MD
Past
July 13, 1999 - August 10, 2000
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Past
January 25, 1993 - July 6, 1999
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARDENT CAPITAL MANAGEMENT, INC.
ARDENT CAPITAL MANAGEMENT, INC. | WINSTON INVESTMENT MANAGEMENT, INC. | WINSTON ADVISORS INC
CRD#: 108264 / SEC#: 801-46523
RIA
Registered Investment Advisory firm - (5/17/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(2/23/2017)
IAR
Texas(11/27/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AC
ARDENT CAPITAL MANAGEMENT, INC.
ARDENT CAPITAL MANAGEMENT, INC. | WINSTON INVESTMENT MANAGEMENT, INC. | WINSTON ADVISORS INC
CRD#: 108264 / SEC#: 801-46523
RIA
Registered Investment Advisory firm - (5/17/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7864 Camargo Rd Suite 100, Cincinnati, OH 45243
Mailing Address
Phone number
(513) 831-9393
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 307 |
| AUM (Assets Under Management) | $ 321,416,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARDENT CAPITAL MANAGEMENT, INC.
CRD#: 108264Cincinnati, OH 45243TRUST BUT VERIFY
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