Keith A. Amburgey

RUTHERFORD ASSET PLANNING

Tampa, FL 33626

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CRD#: 2313912

Professional summary

Keith Anthony Amburgey, CFP®, who also goes by Keith A Amburgey, is a registered financial advisor currently at RUTHERFORD ASSET PLANNING, INC. located in Tampa, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Keith has worked at 2 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith A Amburgey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Anthony Amburgey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

May 15, 2009 - Present

RUTHERFORD ASSET PLANNING, INC.

Office #1: 14105 Stilton Street, Tampa, FL 33626

RIA

CRD#: 128036

Tampa, FL

Past

June 30, 1993 - February 13, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RUTHERFORD ASSET PLANNING, INC.

CRD#: 128036 / SEC#: 801-62324

RIA

Registered Investment Advisory firm - (9/17/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/15/2009)

IAR

Texas
(12/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/21/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/19/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2006

General Securities Principal Examination

Current Firm

RUTHERFORD ASSET PLANNING, INC.

CRD#: 128036 / SEC#: 801-62324

RIA

Registered Investment Advisory firm - (9/17/2003 Approved)

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Contact information

Main Address

14105 Stilton Street, Tampa, FL 33626

Mailing Address

Phone number

(813) 343-4501

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAP ADV PART IIA (1/14/2025)

RAP ADV PART IIB (1/14/2025)

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 172,471,747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith A. Amburgey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Anthony Amburgey's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUTHERFORD ASSET PLANNING, INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

RUTHERFORD ASSET PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/1/1993

Series 3

Date: 11/21/1994

Series 7

Date: 6/19/1993

Series 24

Date: 6/29/2006

Current Firm

RUTHERFORD ASSET PLANNING, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RUTHERFORD ASSET PLANNING, INC.

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