Brett N. Karras

THE KARRAS COMPANY

ROY, UT 84067

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CRD#: 2313758

Professional summary

Brett Nolan Karras, CFP® is a registered financial advisor currently at THE KARRAS COMPANY, INC. located in Roy, Utah and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Roy, Utah.

Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Brett has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: The Karras Company, Inc. Address: 4695 S 1900 W Ste 3, Roy, UT, 84067, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 05/01/2002 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Registered Investment Advisor Representative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Nolan Karras's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

April 3, 2006 - Present

THE KARRAS COMPANY, INC.

Office #1: 4695 South 1900 West, Roy, UT 84067

RIA

CRD#: 109578

ROY, UT

Current

June 1, 2000 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 4695 South 1900 West Ste. #3, Roy, UT 84067

CRD#: 6694

Roy, UT

Past

April 29, 1998 - May 9, 2000

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

March 18, 1993 - January 13, 1998

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE KARRAS COMPANY, INC.

CRD#: 109578 / SEC#: 801-55317

RIA

Registered Investment Advisory firm - (3/20/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/3/2001)

Arkansas
(4/17/2024)

California
(9/10/2002)

Colorado
(6/19/2020)

Florida
(8/2/2022)

Idaho
(6/20/2007)

Nebraska
(6/8/2021)

Nevada
(5/19/2003)

New Jersey
(9/18/2018)

North Carolina
(5/28/2024)

Ohio
(5/13/2021)

Oklahoma
(7/17/2018)

South Carolina
(4/17/2024)

Texas
(2/5/2013)

IAR

Texas
(4/1/2016)

Utah
(6/1/2000)

IAR

Utah
(4/3/2006)

Virginia
(6/20/2007)

Washington
(2/18/2003)

Wyoming
(7/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/30/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/23/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/15/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THE KARRAS COMPANY, INC.

CRD#: 109578 / SEC#: 801-55317

RIA

Registered Investment Advisory firm - (3/20/1998 Approved)

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Contact information

Main Address

4695 South 1900 West Suite 3, Roy, UT 84067

Mailing Address

Phone number

(801) 825-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE KARRAS COMPANY ADV PART 2 FIRM BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	742
AUM (Assets Under Management)	$ 349,820,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Brett N. Karras

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Nolan Karras's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

ZIONS DIRECT, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

THE KARRAS COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2000

Series 63

Date: 3/29/1993

SIE

Date: 10/1/2018

Series 31

Date: 5/30/2006

Series 7

Date: 6/23/1993

Series 6

Date: 3/15/1993

Series 24

Date: 8/26/2003

FINRA

Current Firm

THE KARRAS COMPANY, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE KARRAS COMPANY, INC.

TRUST BUT VERIFY

Contact information

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