Daniel P. Mcdonnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Paul Mcdonnell was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2004 - December 4, 2006
INTEGRA INVESTMENT SERVICE, LLC
October 24, 2003 - January 13, 2026
LPL FINANCIAL LLC
October 24, 2003 - January 13, 2026
LPL FINANCIAL LLC
May 8, 2002 - November 7, 2003
CITIGROUP GLOBAL MARKETS INC.
December 18, 1995 - November 7, 2003
CITIGROUP GLOBAL MARKETS INC.
February 2, 1993 - December 4, 1995
ESSEX NATIONAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
