Jerrold J. Pellizzon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerrold John Pellizzon, who also goes by Jerrold Pellizzon, Jerry J. Pellizzon, Jerry John Pellizzon, was a registered financial professional .
Jerrold is a previously registered financial professional and started their career in finance in 2017. Jerrold had worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2017 - October 22, 2019
HOLLENCREST CAPITAL MANAGEMENT, LLC
Primary Firm SEC Registration
HOLLENCREST CAPITAL MANAGEMENT, LLC
CRD#: 46217 / SEC#: 801-55904, 8-51348
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/24/1993
Non-Member General Securities ExaminationCurrent Firm
HOLLENCREST CAPITAL MANAGEMENT, LLC
CRD#: 46217 / SEC#: 801-55904, 8-51348
Contact information
SEC notice filing (9 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELLIZZON, GREGORY PAUL | MANAGING MEMBER | 712667 |
| PELLIZZON, PETER JOSEPH | CHIEF OPERATING OFFICER | 1236771 |
| PELLIZZON, PETER JOSEPH | CHIEF COMPLIANCE OFFICER | 1236771 |
| PELLIZZON, PETER JOSEPH | MANAGING PARTNER | 1236771 |
| PELLIZZON, PETER JOSEPH | ROSFP | 1236771 |
| WOLFORD, ROBERT BURR | MUNICIPAL SER. PRINCIPAL | 1336627 |
| WOLFORD, ROBERT BURR | FINOP | 1336627 |
| SCHULMAN, MICHAEL ASHLEY | MANAGING DIRECTOR | 5044091 |
| KONON, JAMES JR | ROSFP | 2386644 |
| KONON, JAMES JR | OPERATIONS MANAGER - AML OFFICER | 2386644 |
Regulatory assets under management
| Total Number of Accounts | 1,296 |
| AUM (Assets Under Management) | $ 2,667,216,370 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2025 | ||
| 10/21/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
