David G. Shink

FINANCIAL INSTITUTION SERVICES

LAS VEGAS, NV

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CRD#: 2313173

Professional summary

David Gregory Shink, CFP® is a registered financial advisor currently at FINANCIAL INSTITUTION SERVICES, LLC located in Las Vegas, Nevada.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 12/31/2007 FINANCIAL INSTITUTION SERVICES, LLC - 2975 THE PEAKS LANE. LAS VEGAS, NV 89138 - IA FIRM - PRINCIPAL - PORTFOLIO ASSESMENT AND CLIENT COUNSELING -70% OF PROFESSIONAL TIME/MNTH; APPROX. 4 SECURITIES TRADING HOURS - INVESTMENT RELATED 2) 9/6/2010 DAVID SHINK, AUTHOR/OWNER - 2975 THE PEAKS LANE. LAS VEGAS, NV 89138 - SOLE PROP - AUTHOR - 5% OF PROFESSIONAL TIME/MNTH - NONE SECURITIES TRADING HOURS - NON-INVESTMENT RELATED 3) 09/2020 SECURITIES AMERICA, INC. - 2975 THE PEAKS LANE. LAS VEGAS, NV 89138- REGISTERED PRESENTATIVE - PORTFOLIO ASSESMENT AND CLIENT COUNSELING - 25% OF PROFESSIONAL TIME/MNTH - 2.5 SECURITY TRADING HOURS - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gregory Shink's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

November 1, 2010 - Present

FINANCIAL INSTITUTION SERVICES, LLC

RIA

CRD#: 145269

LAS VEGAS, NV

Past

September 18, 2020 - December 31, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

LAS VEGAS, NV

Past

May 12, 2004 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

WEST BLOOMFIELD, MI

Past

July 2, 1997 - May 11, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 1, 1993 - July 8, 1997

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL INSTITUTION SERVICES, LLC

FINANCIAL INSTITUTION SERVICES | SHINK, DAVID GREGORY | FINANCIAL INSTITUTION SERVICES, LLC

CRD#: 145269 / SEC#: 801-125970

RIA

Registered Investment Advisory firm - (6/27/2022 Approved)

Michigan

Registered Investment Advisory firm - (7/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(7/12/2022)

IAR

Texas
(7/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/22/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/31/1996

General Securities Principal Examination

Current Firm

FINANCIAL INSTITUTION SERVICES, LLC

FINANCIAL INSTITUTION SERVICES | SHINK, DAVID GREGORY | FINANCIAL INSTITUTION SERVICES, LLC

CRD#: 145269 / SEC#: 801-125970

RIA

Registered Investment Advisory firm - (6/27/2022 Approved)

Michigan

Registered Investment Advisory firm - (7/12/2022 Terminated)

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Contact information

Main Address

Las Vegas, NV

Mailing Address

Phone number

(248) 661-8190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL INSTITUIONS SERVICES, LLC ADV PART 2 (3/6/2025)

Regulatory assets under management

Total Number of Accounts	947
AUM (Assets Under Management)	$ 220,446,328

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David G. Shink

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gregory Shink's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

SUNAMERICA SECURITIES, INC.

MARINER FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FINANCIAL INSTITUTION SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/1999

Series 63

Date: 1/29/1993

SIE

Date: 10/1/2018

Series 7

Date: 3/8/1996

Series 6

Date: 1/22/1993

Series 24

Date: 5/31/1996

Current Firm

FINANCIAL INSTITUTION SERVICES, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL INSTITUTION SERVICES, LLC

TRUST BUT VERIFY

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