Michael S. Parnass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Scott Parnass was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2018 - December 31, 2019
TRADESPOT MARKETS INC.
March 9, 2015 - June 9, 2015
THE VERTICAL GROUP
November 18, 2013 - November 14, 2014
VIEWTRADE SECURITIES, INC.
September 19, 2013 - November 20, 2013
DAWSON JAMES SECURITIES, INC.
June 29, 2006 - July 2, 2012
W.A. CAPITAL MARKETS
June 16, 2003 - July 3, 2006
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
June 11, 2002 - June 16, 2003
LADENBURG THALMANN & CO. INC.
June 28, 1999 - August 28, 2002
LADENBURG CAPITAL MANAGEMENT INC.
May 28, 1993 - July 7, 1999
NORTH AMERICAN INSTITUTIONAL BROKERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/26/1999
Limited Representative-Equity Trader ExamCurrent Firm
TRADESPOT MARKETS INC.
CRD#: 29683 / SEC#: , 8-44483
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELOYAN, MARK BEDROS | PRESIDENT, CHIEF COMPLIANCE OFFICER,CFO, FINOP, POO, PFO | 1392748 |
| CRONUS EQUITY CAPITAL INVESTMENTS, LLC. | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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