Becky M. Nunez
Professional summary
Becky Maria Nunez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Becky is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Becky had worked at 5 firms, which includes FIRST LIBERTY INVESTMENT GROUP INC., SHAMUS GROUP INC., FIRST CAMBRIDGE SECURITIES CORPORATION, INVESTORS ASSOCIATES INC., BLUESTONE CAPITAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 1997 - June 25, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
April 24, 1997 - August 19, 1997
SHAMUS GROUP, INC.
July 24, 1996 - November 27, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
November 21, 1994 - September 17, 1996
INVESTORS ASSOCIATES, INC.
May 3, 1993 - October 25, 1994
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST LIBERTY INVESTMENT GROUP, INC.
CRD#: 3536 / SEC#: , 8-6824
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMONWEALTH INV. GRP | OWNER | |
| EMINENTE, CHRISTIAN LUCIANO | EXEC. VP | 2109308 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 10 |
Red Flags
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