Jay N. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Nathan Brown, who also goes by Jay N Brown, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1995. Jay had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2017 - March 26, 2018
BLUE DUCK WEALTH MANAGEMENT
September 8, 2015 - December 31, 2016
LUSTIG FINANCIAL SERVICES LLC
March 23, 2009 - August 31, 2015
ARETE WEALTH ADVISORS, LLC
March 23, 2009 - August 31, 2015
ARETE WEALTH MANAGEMENT, LLC
January 12, 2009 - March 19, 2009
PRIVATE WEALTH ADVISORS, INC.
July 31, 2006 - December 31, 2008
PRIVATE CONSULTING GROUP, INC.
July 31, 2006 - March 19, 2009
PRIVATE CONSULTING GROUP, INC.
March 14, 2002 - August 7, 2006
KESTRA INVESTMENT SERVICES, LLC
July 26, 1999 - August 7, 2006
KESTRA INVESTMENT SERVICES, LLC
May 31, 1995 - August 20, 1999
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
BLUE DUCK WEALTH MANAGEMENT
CRD#: 281832 / SEC#: 801-107148
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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