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Robert Clair Grubbs

CRD# 231229·Registered 1960 - 1990
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Clair Grubbs was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1960 - 1990. Robert had worked at 2 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

66 years in the financial services industry

Current & Past Employments

WEST PENN SECURITIES·CRD# 3755
BD
Hickory, PA
June 22, 1966 - January 19, 1990
PENNSYLVANIA FUNDS CORPORATION·CRD# 3005
BD
March 17, 1960 - March 4, 1977

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Current Firm

WP
WEST PENN SECURITIES

GRUBBS ROBERT CLAIR | WEST PENN SECURITIES

CRD#: 3755 / SEC#: 8-12843
BD
Terminated by FINRA on 01/19/1990

Contact Information

Established

Pennsylvania since 06/22/1966

Firm Type

Sole Proprietorship

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Mar 1960

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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