Delia M. Fernandez
FERNANDEZ FINANCIAL ADVISORY
LOS ALAMITOS, CA 90720
Some features on this profile are disabled
CRD#: 2312173
Professional summary
Delia Marie Fernandez, CFP® is a registered financial advisor currently at FERNANDEZ FINANCIAL ADVISORY, LLC located in Los Alamitos, California.
Delia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Delia has worked at 1 firm and has passed the Series 63 and Series 2 exams.
Biography
Delia is founder and president of Fernandez Financial Advisory, LLC, an independent, fee-only financial planning and registered investment advisory firm in Los Alamitos. She helps individuals and small business owners plan and invest for their future.
Delia is a frequent speaker to employee groups and is often quoted in publications such as the Los Angeles Times and Nerd Wallet and appears as a guest on radio shows such as LAList’s Air Talk. She also has taught in the financial planning program at UC Irvine’s Department of Continuing Education.
Delia is a CERTIFIED FINANCIAL PLANNER™, has an MBA from California State University, Long Beach, and a B.A. from Scripps College in Claremont. She obtained her financial planning certificate from UC Irvine Extension.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Divorce Planning
Investment Planning
Retirement Planning
Life Transitions
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Budget & Debt Management
Comprehensive Financial Planni...
Attending College
401(k)/403(b)/IRAs
Buying a Home
Banking
Asset Allocation
Career Change
Investment Management
Estate Planning
Employee Benefits
Getting Divorced
Government & Military
Getting Married
Irregular Income
Mutual Funds
Job Loss
Retirement
Stocks & Bonds
Long-term Care
Starting a Family
Sudden Wealth
Women's Finances
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ADJUNCT INSTRUCTOR, UC IRVINE EXTENSION, PERSONAL FINANCIAL PLANNING PROGRAM, 09/1995 TO THE PRESENT. WHEN I AM TEACHING, THE SCHEDULE IS ONE EVENING A WEEK FOR THREE HOURS, WHICH TOTALS APPROXIMATELY 12 HOURS/MONTH. I DO NOT PERFORM TEACHING-RELATED DUTIES DURING TRADING HOURS. MY DUTIES INCLUDE IN-CLASS LECTURES, GRADING PAPERS AND TELEPHONE AND EMAIL GUIDANCE TO STUDENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Delia Marie Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
April 6, 2005 - Present
FERNANDEZ FINANCIAL ADVISORY, LLC
Office #1: 5212 Katella Ave., Suite 205, Los Alamitos, CA 90720RIA
CRD#: 112954
LOS ALAMITOS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/6/2005)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 12/29/1993
Non-Member General Securities ExaminationCurrent Firm
FF
FERNANDEZ FINANCIAL ADVISORY, LLC
DELIA FERNANDEZ | FERNANDEZ FINANCIAL ADVISORY, LLC | FERNANDEZ FINANCIAL ADVISORY, L.L.C. | FERNANDEZ FINANCIAL ADVISORY LLC | FERNANDEZ FINANCIAL ADVISORY
CRD#: 112954 / SEC#:
California
Registered Investment Advisory firm - (4/6/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5212 Katella Ave. Suite 205, Los Alamitos, CA 90720
Mailing Address
Phone number
(562) 594-4454
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 162 |
| AUM (Assets Under Management) | $ 66,595,611 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FERNANDEZ FINANCIAL ADVISORY, LLC
CRD#: 112954Los Alamitos, CA 90720TRUST BUT VERIFY
Monitor Delia Fernandez
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
