Victor R. Cassone
Professional summary
Victor Rosario Cassone was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Victor Rosario Cassone, who also goes by VIctor Cassone, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1993. Victor had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2009 - July 19, 2012
J.P. TURNER & COMPANY, L.L.C.
November 26, 2007 - March 24, 2009
PACIFIC WEST SECURITIES, INC.
March 7, 2005 - December 4, 2007
INVEST FINANCIAL CORPORATION
August 19, 2004 - March 10, 2005
GREENWICH GLOBAL, LLC
December 19, 2002 - August 19, 2004
SOURCE CAPITAL GROUP, INC.
November 23, 1998 - November 10, 2000
FIRST MONTAUK SECURITIES CORP.
September 11, 1996 - November 6, 1998
BISHOP, ROSEN & CO., INC.
November 13, 1995 - September 12, 1996
MORGAN STANLEY DW INC.
March 24, 1994 - November 17, 1995
PRIME CHARTER LTD.
October 29, 1993 - March 22, 1994
UBS FINANCIAL SERVICES INC.
February 4, 1993 - October 7, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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