James F. Mcmahon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Francis Mcmahon, who also goes by Jim Mcmahon, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1993. James had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2013 - December 2, 2019
VIRTU ITG LLC
June 19, 2009 - November 7, 2013
FIS BROKERAGE & SECURITIES SERVICES LLC
May 21, 2008 - June 22, 2009
LAVAFLOW, INC.
September 20, 2006 - July 29, 2008
LAVA TRADING, INC.
August 15, 2005 - September 21, 2006
JOSEPH STEVENS & CO., INC.
March 6, 1997 - July 12, 2005
PERSHING ADVISOR SOLUTIONS LLC
February 10, 1994 - March 3, 1997
CITICORP INVESTMENT SERVICES
August 6, 1993 - January 4, 1994
TD AMERITRADE, INC.
February 5, 1993 - July 23, 1993
H G I
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/20/1998
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU ITG LLC
CRD#: 29299 / SEC#: , 8-44218
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTU ITG HOLDINGS LLC | SHAREHOLDER | |
| CAVOLI, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 4468202 |
| ILARIO, ANTHONY | CHIEF OPERATIONS OFFICER | 2262100 |
| LEVINE, MATTHEW STEVEN | CHIEF COMPLIANCE OFFICER | 5384169 |
| ROSS, CHRISTOPHER MICHAEL | REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 4749157 |
| SULLIVAN, JOHN GERALD | FINOP | 4330347 |
| WILLIAMS, IAN TIMOTHY MR. | MANAGING DIRECTOR | 5637056 |
Disclosures
| Regulatory Event | 40 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
