Gerard M. Degunzburg
Professional summary
Gerard Marcel Degunzburg, who also goes by Gerard De Gunzburg, Gerard Degunzburg, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 1993. Gerard has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard Marcel Degunzburg's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003February 8, 2021 - December 2, 2022
VNTR SECURITIES LLC
December 8, 2020 - December 23, 2020
INDEPENDENT INVESTMENT BANKERS, CORP.
April 10, 2001 - December 2, 2020
M3 INVESTMENT GROUP LLC
July 9, 1993 - April 10, 2001
SECURITY CAPITAL MARKETS GROUP INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2025)
(12/10/2024)
Exams
Series 7TO
Date: 12/9/2024
General Securities Representative ExaminationSeries 79TO
Date: 12/9/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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