Todd R. Zipfel

FELTL ADVISORS

Edwardsville, IL 62025

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CRD#: 2311928

Professional summary

Todd Robert Zipfel is a registered financial advisor currently at FELTL ADVISORS located in Edwardsville, Illinois and FELTL & COMPANY located in Edwardsville, Illinois.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Todd has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Robert Zipfel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2015 - Present

FELTL ADVISORS

Office #1: 201 East Vandalia, Edwardsville, IL 62025

RIA

CRD#: 165244

Edwardsville, IL

Current

November 5, 2015 - Present

FELTL & COMPANY

Office #1: 201 East Vandalia, Edwardsville, IL 62025

CRD#: 6905

Edwardsville, IL

Past

July 16, 2013 - November 3, 2015

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

BELLEVILLE, IL

Past

March 22, 2013 - November 3, 2015

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

BELLEVILLE, IL

Past

March 23, 2001 - February 26, 2013

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464

FAIRVIEW HEIGHTS, IL

Past

December 7, 1998 - March 1, 2001

CAPITAL SECURITIES OF AMERICA, INC.

CRD#: 36405

HARTVILLE, OH

Past

October 7, 1998 - January 7, 1999

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

January 27, 1995 - April 1, 1998

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

August 17, 1994 - January 24, 1995

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

August 4, 1994 - August 16, 1994

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Past

February 25, 1993 - August 26, 1994

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FELTL ADVISORS

FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA

Registered Investment Advisory firm - (11/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(3/3/2021)

Colorado
(11/5/2015)

Florida
(11/5/2015)

IAR

Florida
(2/17/2022)

Georgia
(11/5/2015)

IAR

Georgia
(3/18/2021)

IAR

Illinois
(11/4/2015)

Illinois
(11/5/2015)

Indiana
(8/31/2017)

IAR

Indiana
(1/3/2022)

Minnesota
(9/27/2024)

IAR

Minnesota
(9/27/2024)

Missouri
(11/18/2015)

IAR

Missouri
(1/3/2022)

Oklahoma
(12/7/2021)

IAR

Oklahoma
(9/30/2024)

Texas
(3/3/2023)

Wisconsin
(11/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/13/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/4/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/23/1993

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

FELTL ADVISORS

FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA

Registered Investment Advisory firm - (11/1/2012 Approved)

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Contact information

Main Address

One Carlson Parkway North Suite 225, Plymouth, MN 55447

Mailing Address

Phone number

(612) 492-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FELTL ADVISORS FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 132,417,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Todd R. Zipfel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Robert Zipfel's CRS (Customer Relationship Summary).

Certified licenses

Experience

FELTL & COMPANY

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

ASSOCIATED INVESTMENT SERVICES, INC.

CAPITAL SECURITIES OF AMERICA, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

AMERICAN FRONTEER FINANCIAL CORPORATION

L.C. WEGARD & CO., INC.

HIBBARD BROWN & CO., INC.

Primary Firm SEC Registration

FELTL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/13/2013

Series 63

Date: 3/4/1993

SIE

Date: 10/1/2018

Series 7

Date: 2/23/1993

FINRA

Nasdaq Stock Market

Current Firm

FELTL ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FELTL ADVISORS

TRUST BUT VERIFY

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